Johannes Meir, CFA, is a compliance officer for Family Estate Planning, LLC, a private wealth consulting firm. Many of his colleagues have family members who have started their own retail businesse...

发布人:圣才电子书 发布日期:2016/06/23 02:10:49

Johannes Meir, CFA, is a compliance officer for Family Estate Planning, LLC, a private wealth consulting firm. Many of his colleagues have family members who have started their own retail businesses. Some of Meir's colleagues have been asked by relatives to serve as non-executive directors or advisers to their companies. Meir should most likely recommend which of the following policies to ensure compliance with the CFA Institute Standards of Professional Conduct?

ARequire employees to declare all income sources annually
BRequire employees to declare all outside business interests
CProhibit employees from becoming directors or advisers
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易错选项
C
试题来源:
2024年CFA考试(Level Ⅰ)题库【历年真题+章节题库+模拟试题】

2024年CFA考试(Level Ⅰ)题库【历年真题+章节题库+模拟试题】

本题库是2024年CFA考试(Level Ⅰ)的题库,包括历年真题、章节题库和模拟试题三大部分,具体如下:

第一部分为历年真题。本部分包括2011~2015年五套官方Mock Exam,每道题目均提供详细解析。

第二部分为章节题库。遵循教材的章目编排,共分为18个学习单元(StudySession),并根据教材对题库中的试题进行详细解析。

第三部分为模拟试题。本部分共有三套试题,每套分为上午时段(Morning Session)和下午时段(AfternoonSession)两个部分。通过模拟试题的练习,学员既可以检测学习效果,又可以评估自己的应试能力。

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